Supervisor of Complex Financial Products

hace 1 mes


Ponce, Ponce, Puerto Rico Cetera Financial Group A tiempo completo
Job Summary

We are seeking a seasoned Supervisor to join our team at Cetera Financial Group. As a key member of our Complex Product Team, you will be responsible for providing expert guidance and support to our Financial Professionals across the country.

Key Responsibilities
  • Timely suitability reviews of variable annuity, equity-indexed annuity, and structured/hybrid annuity initial purchases and 1035 exchange/replacement transactions
  • Provide responses to surveillance alerts by reviewing client information, account activity, documentation, and client disclosure letters
  • Participate in projects for the Complex Product Team as assigned
  • Assist with completing requests for documents and information during regulatory exams and other regulatory and legal inquiries
Requirements
  • FINRA Series 7, 24, and 63 securities licenses or equivalents preferred
  • Annuity suitability review experience preferred
  • Minimum 2-5 years supervisory experience
  • Four-year college degree preferred
What We Offer

Cetera Financial Group is committed to providing a competitive compensation package, including a base annual salary range of $75,000 to $95,000, plus a performance-based bonus. We also offer a comprehensive benefits package, including inclusive health, dental, vision, and life insurance plans, as well as paid time off, paid holidays, and opportunities for professional growth and development.

We are an equal employment opportunity employer and welcome applications from diverse candidates. Please review our Workforce Privacy Policy for further details on what information we collect and the purposes for collection.



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